ACM Limited, an investment company based in Abu Dhabi, is seeking a seasoned and dynamic professional for the role of Senior Compliance Specialist.
The successful candidate must have:
- Minimum 5 years overall industry experience of direct wealth management/investments compliance and AML experience within the ADGM or DIFC category 3C experience (Preferred experience in compliance consultancies working with CAT 3C or 3A firms).
- Technical knowledge of applicable rules and regulations, including AML/CTF/Sanctions, Conduct of Business, FATCA/CRS, and Data Protection.
- A degree in Law, Finance, or Business.
- Comprehensive understanding of AML laws and regulations.
- Fluency in English. Additional skills in Russian and Arabic will be advantageous.
- Any professional certificates in the field will enhance your candidacy.
Requirements:
- Design, review and revise compliance policies, procedures, and controls to meet applicable legislation, regulatory requirements and best practice standards.
- Client/business partner onboarding, trade surveillance, conduct of business monitoring, general compliance monitoring, training and regulatory reporting as required.
- Promoting, demonstrating and embedding a strong compliance culture.
- Conduct due diligence checks and ongoing AML reviews for existing clients and business partners.
- Act as key person for the oversight of all AML/CFT and sanctions matters, including implementation of effective and sustainable controls.
- Oversee systems and controls to Identify and mitigate potential areas of AML compliance vulnerability and risks/gaps and develop/implement pragmatic corrective action plans.
- Prepare reports for senior management, auditors and external regulatory bodies as appropriate.
- Keep up to date with all relevant regulatory changes as well as evolving best practices, carrying out gap and business impact analysis.
- Provide ongoing and ad-hoc support on compliance queries (both from internal and external stakeholders).
- Review marketing materials to ensure compliance with regulatory and scheme requirements.
- Assist with the identification, evaluation, monitoring and mitigation of operational risks; and proactively suggest improvements.
Why Choose ACM Limited
We are a rapidly growing organization, committed to the development and success of our employees. As a part of our team, you'll contribute to a culture of inclusivity, innovation, and excellence, influencing our operations while progressing your career. We celebrate diversity and welcome applications from all qualified candidates.
If you are ready to leverage your skills to make an impact and be part of our exciting growth journey, apply today to join us as our Senior Compliance Specialist!
